SEC Form 4 · accession 0000059478-16-000430
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria A Crowe
Officer — President, Mfg. Operations
Period of report
Oct 2, 2016
Accepted (ET)
Oct 4, 2016 · 2:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2016 | M | 4,130 | $0.00 | A | 86,634 | D | |
| Common Stock | Oct 2, 2016 | F | 1,884 | $80.26 | D | 84,750 | D | |
| Common Stock | Oct 3, 2016 | M | 18,350 | $0.00 | A | 103,100 | D | |
| Common Stock | Oct 3, 2016 | F | 8,368 | $80.26 | D | 94,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | Oct 2, 2016 | M | 4,130 | D | Oct 2, 2016 | Oct 2, 2016 | Common Stock | 4,130 | 0 | D |
| Restricted Stock Unit | $0.00 | Oct 3, 2016 | M | 18,350 | D | Oct 3, 2016 | Oct 3, 2016 | Common Stock | 18,350 | 0 | D |