SEC Form 4 · accession 0000059478-16-000408
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fionnuala M Walsh
Officer — SVP, Global Quality
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2016 | M | 7,500 | $0.00 | A | 62,145 | D | |
| Common Stock | Aug 3, 2016 | F | 3,527 | $83.32 | D | 58,618 | D | |
| Common Stock | holding | — | — | — | 1,025 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 1,110 | I | 401(k) - by husband | |
| Common StockF1 | holding | — | — | — | 29,659 | I | by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Aug 3, 2016 | M | 7,500 | D | Aug 3, 2016 | Aug 3, 2016 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.