SEC Form 5 · accession 0000059478-16-000243
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Derica W Rice
Officer — EVP-Global Services and CFO
Period of report
Dec 31, 2015
Accepted (ET)
Jan 25, 2016 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | G | 7,800 | $0.00 | D | 0 | D | |
| Common StockF1 | May 15, 2015 | G | 7,800 | $0.00 | A | 341,124 | I | by wife |
| Common StockF1 | Oct 26, 2015 | G | 322 | $0.00 | D | 340,802 | I | by wife |
| Common StockF1 | Dec 2, 2015 | G | 11,596 | $0.00 | D | 329,206 | I | by wife |
| Common StockF1 | Dec 11, 2015 | G | 66 | $0.00 | D | 329,140 | I | by wife |
| Common Stock | holding | — | — | — | 7,190 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 1,852 | I | 401(k) - by wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.