SEC Form 4 · accession 0000059478-15-000199
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fionnuala M Walsh
Officer — SVP, Global Quality
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | M | 9,036 | $56.18 | A | 50,843 | D | |
| Common Stock | Nov 23, 2015 | F | 7,434 | $84.47 | D | 43,409 | D | |
| Common Stock | holding | — | — | — | 1,006 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 1,090 | I | 401(k) - by husband | |
| Common StockF1 | holding | — | — | — | 22,578 | I | by husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option 2/06 (right to buy) | $56.18 | Nov 23, 2015 | M | 9,036 | D | Feb 10, 2009 | Feb 9, 2016 | Common Stock | 9,036 | 0 | D |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.