SEC Form 4 · accession 0000059478-15-000197
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfonso G Zulueta
Officer — SVP& Pres., Emerging Markets
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 12,048 | $56.18 | A | 64,740 | D | |
| Common Stock | Nov 20, 2015 | F | 9,674 | $83.72 | D | 55,066 | D | |
| Common Stock | holding | — | — | — | 4,146 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option 2/06 (right to buy) | $56.18 | Nov 20, 2015 | M | 12,048 | D | Feb 10, 2009 | Feb 9, 2016 | Common Stock | 12,048 | 0 | D |