SEC Form 4 · accession 0000059478-15-000193
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enrique A Conterno
Officer — Sr. VP & Pres., Lilly Diabetes
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 6,928 | $56.18 | A | 118,710 | D | |
| Common Stock | Nov 12, 2015 | F | 5,579 | $80.70 | D | 113,131 | D | |
| Common Stock | holding | — | — | — | 4,763 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option 2/06 (right to buy) | $56.18 | Nov 12, 2015 | M | 6,928 | D | Feb 10, 2009 | Feb 9, 2016 | Common Stock | 6,928 | 0 | D |