SEC Form 4 · accession 0000059478-15-000184
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David A Ricks
Officer — SVP and Pres, Lilly Bio-Meds
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 4,970 | $56.18 | A | 65,108 | D | |
| Common Stock | Nov 5, 2015 | F | 3,924 | $81.05 | D | 61,184 | D | |
| Common Stock | holding | — | — | — | 4,024 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option 2/06 (right to buy) | $56.18 | Nov 5, 2015 | M | 4,970 | D | Feb 10, 2009 | Feb 9, 2016 | Common Stock | 4,970 | 0 | D |