SEC Form 4 · accession 0000059478-15-000136

ELI LILLY & Co · LLY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP-Global Services and CFO

Period of report

May 5, 2015

Accepted (ET)

May 7, 2015 · 3:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000059478

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 5, 2015	M	27,108	$56.18	A	82,169	D
Common Stock^F1	May 5, 2015	F	23,695	$72.31	D	58,474	D
Common Stock	May 5, 2015	M	30,000	$52.54	A	88,474	D
Common Stock^F1	May 5, 2015	F	25,613	$72.31	D	62,861	D
Common Stock	Feb 10, 2015	G	55,061	$0.00	D	7,800	D
Common Stock^F2	Feb 10, 2015	G	55,061	$0.00	A	333,324	I	by wife
Common Stock	holding	—	—		—	7,071	I	401(k)
Common Stock^F2	holding	—	—		—	1,821	I	401(k) - by wife

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock option 2/06 (right to buy)	$56.18	May 5, 2015	M	27,108	D	Feb 10, 2009	Feb 9, 2016	Common Stock	27,108	0	D
Employee stock option 5/06 (right to buy)	$52.54	May 5, 2015	M	30,000	D	May 1, 2009	Apr 29, 2016	Common Stock	30,000	0	D

F1This transaction was executed in multiple trades at prices ranging from $71.98 to $72.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2Reporting person disclaims beneficial ownership of these shares.