SEC Form 4 · accession 0000059478-15-000126
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Lechleiter
Officer — Chairman, President and CEO · Director
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2015 | M | 70,000 | $56.18 | A | 732,416 | D | |
| Common Stock | Apr 28, 2015 | F | 62,306 | $70.89 | D | 670,110 | D | |
| Common Stock | Mar 10, 2015 | G | 10,654 | $0.00 | D | 659,456 | D | |
| Common Stock | Mar 11, 2015 | G | 3,675 | $0.00 | D | 655,781 | D | |
| Common Stock | Mar 12, 2015 | G | 1,580 | $0.00 | D | 654,201 | D | |
| Common Stock | holding | — | — | — | 20,176 | I | 401(k) | |
| Common StockF1 | holding | — | — | — | 72,140 | I | The John C. Lechleiter Spouse and Descendants Trust dtd 11/1/12 | |
| Common StockF2 | holding | — | — | — | 49,102 | I | by wife | |
| Common StockF3 | holding | — | — | — | 22,589 | I | by family limited partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option 2/06 (right to buy) | $56.18 | Apr 28, 2015 | M | 70,000 | D | Feb 10, 2009 | Feb 9, 2016 | Common Stock | 70,000 | 70,964 | D |
Explanation of responses
- F1Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.
- F2Reporting person disclaims beneficial ownership of these shares.
- F3Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.