SEC Form 4 · accession 0000059478-15-000117
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen F Fry
Officer — SVP, HR & Diversity
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2015 | S | 4,000 | $69.27 | D | 59,690 | D | |
| Common Stock | holding | — | — | — | 156 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $69.22 to $69.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Since the date of the reporting person's last ownership report, he transferred 3,920 shares of common stock to his ex-wife pursuant to a domestic relations order.