SEC Form 5 · accession 0000059478-15-000009
ELI LILLY & Co · LLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Lechleiter
Officer — Chairman, President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 29, 2015 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2014 | G | 944 | $0.00 | D | 529,635 | D | |
| Common Stock | Nov 14, 2014 | G | 785 | $0.00 | D | 528,850 | D | |
| Common Stock | Dec 3, 2014 | G | 1,179 | $0.00 | D | 527,671 | D | |
| Common Stock | Dec 4, 2014 | G | 393 | $0.00 | D | 527,278 | D | |
| Common StockF1 | Jun 13, 2014 | G | 944 | $0.00 | D | 49,102 | I | by wife |
| Common Stock | holding | — | — | — | 20,040 | I | 401(k) | |
| Common StockF2 | holding | — | — | — | 72,140 | I | The John C. Lechleiter Spouse and Descendants Trust dtd 11/1/12 | |
| Common StockF3 | holding | — | — | — | 22,589 | I | by family limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Irrevocable trust for the benefit of reporting person's spouse and children. Spouse is trustee. Reporting person disclaims beneficial ownership of these shares.
- F3Family limited partnership of which reporting person and his wife are the general partners. Reporting person disclaim beneficial ownership of shares held by family limited partnership except to the extent of his pecuniary interest therein.