SEC Form 4 · accession 0001209191-15-023784
VECTOR GROUP LTD · VGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Bernstein
Officer — President Subsidiary · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 6, 2015 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 66,595 | $11.44 | A | 144,157 | D | |
| Common StockF1 | Mar 6, 2015 | S | 66,595 | $22.43 | D | 77,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $11.44 | Mar 6, 2015 | M | 66,595 | D | Dec 31, 2009 | Aug 16, 2016 | Common stock | 66,595 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $22.23 to $22.65. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4.
Remarks
Exhibit 24 - Power of Attorney