SEC Form 5 · accession 0000899243-16-032276
VECTOR GROUP LTD · VGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lampen
Officer — EVP
Period of report
Oct 25, 2016
Accepted (ET)
Oct 25, 2016 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 25, 2016 | G | 4,000 | $0.00 | D | 253,652 | D | |
| Common StockF1,F2 | Oct 25, 2016 | G | 4,000 | $0.00 | A | 9,596 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount represents a transfer of 4,000 shares to spouse. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F2All shares have been adjusted to reflect 5% stock dividend, which was paid by the Issuer on September 29, 2016.