SEC Form 4 · accession 0000059255-19-000002
VALHI INC /DE/ · VHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
VALHI INC
10% Owner
VALHI HOLDING CO
10% Owner
Serena S Connelly
10% Owner
Lisa K Simmons
10% Owner
Harold C. Simmons Family Trust No. 2
10% Owner
Dixie Rice Agricultural L.L.C.
10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3 | Dec 31, 2018 | J | 310,346,282 | — | D | 0 | I | By VHC |
| Common Stock, par value $0.01 per shareF1,F3,F4 | Dec 31, 2018 | J | 310,346,282 | — | A | 310,346,282 | I | By Dixie Rice |
| Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 3,636 | D | ||
| Common Stock, par value $0.01 per shareF6 | holding | — | — | — | 52,500 | I | By Connelly Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 31, 2018, Valhi Holding Company ("VHC") dissolved and distributed its assets in liquidation to its sole stockholder Dixie Rice Agricultural L.L.C. ("Dixie Rice"), including 310,346,282 shares of common stock of Valhi, Inc. ("Valhi") that were owned by VHC.
- F2Directly held by VHC.
- F3See Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5.
- F4Directly held by Dixie Rice.
- F5Directly held by Serena Simmons Connelly.
- F6Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary.
Remarks
Exhibit Index 99.1 Additional Information