SEC Form 4 · accession 0000059255-18-000061
VALHI INC /DE/ · VHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
VALHI HOLDING CO
10% Owner
Serena S Connelly
10% Owner
Lisa K Simmons
10% Owner
Harold C. Simmons Family Trust No. 2
10% Owner
Period of report
May 7, 2018
Accepted (ET)
May 17, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock,par value $0.01 per shareF1,F2 | May 7, 2018 | J | 3,686,866 | — | D | 310,346,282 | I | By VHC |
| Common Stock,par value $0.01 per shareF3 | holding | — | — | — | 3,636 | D | ||
| Common Stock,par value $0.01 per shareF4 | holding | — | — | — | 52,500 | I | By Connelly Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1 attached hereto for a description of the transaction.
- F2Directly held by Valhi Holding Company ("VHC"). See Exhibit 99.2 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares, and for information regarding an additional 16,097,886 shares of Valhi common stock that are treated as treasury stock for voting purposes and are not included in the 310,346,282 number in column 5.
- F3Directly held by Serena Simmons Connelly.
- F4Held by the Serena S. Connelly 1998 Trust (the "Connelly Trust"), for which Serena Simmons Connelly is the sole trustee and sole beneficiary.
Remarks
Exhibit Index 99.1 Description of the Transaction 99.2 Additional Information