SEC Form 4 · accession 0000059255-15-000054
VALHI INC /DE/ · VHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Annette C Simmons
10% Owner
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000059255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | May 20, 2015 | P | 33,150 | $6.51 | A | 5,946,142 | D | |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 314,033,148 | I | By VHC | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 54,750 | I | By Grandchildren's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 3,223,598 shares directly held by the Annette C. Simmons Survivior's Trust and 2,722,544 shares directly held by Annette C. Simmons.
- F2Directly held by Valhi Holding Company. See the Additional Information filed as Exhibit 99.1 to this statement for a description of the relationships of additional persons who may be deemed to beneficially own the shares.
- F3Directly held by The Annette Simmons Grandchildren's Trust. See the Additional Information filed as Exhibit 99.1 to this statement for a description of the relationships of additional persons who may be deemed to beneficially own the shares.
Remarks
Exhibit Index Exhibit 99.1 Additional Information