SEC Form 5 · accession 0001140361-15-011922
4Licensing Corp · FOUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2014
Accepted (ET)
Mar 16, 2015 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2014 | P | 600 | $1.03 | A | 933,530 | D | |
| Common Stock | Sep 29, 2014 | P | 1,000 | $1.07 | A | 934,530 | D | |
| Common Stock | Sep 29, 2014 | P | 500 | $1.08 | A | 935,030 | D | |
| Common Stock | Sep 29, 2014 | P | 3,500 | $1.04 | A | 938,530 | D | |
| Common Stock | Oct 3, 2014 | P | 3,400 | $1.15 | A | 941,930 | D | |
| Common Stock | Oct 3, 2014 | P | 100 | $1.14 | A | 942,030 | D | |
| Common Stock | Oct 6, 2014 | P | 1,400 | $1.15 | A | 943,430 | D | |
| Common Stock | Oct 6, 2014 | P | 2,500 | $1.11 | A | 945,930 | D | |
| Common Stock | Oct 6, 2014 | P | 1,000 | $1.17 | A | 946,930 | D | |
| Common Stock | Oct 10, 2014 | P | 1,500 | $1.02 | A | 948,430 | D | |
| Common Stock | Oct 14, 2014 | P | 5,000 | $0.75 | A | 953,430 | D | |
| Common Stock | Oct 14, 2014 | P | 4,500 | $0.76 | A | 957,930 | D | |
| Common Stock | Oct 22, 2014 | P | 1,500 | $0.72 | A | 959,430 | D | |
| Common Stock | Oct 22, 2014 | P | 600 | $0.69 | A | 960,030 | D | |
| Common Stock | Nov 10, 2014 | P | 5,400 | $0.90 | A | 965,430 | D | |
| Common Stock | Nov 10, 2014 | P | 2,500 | $0.85 | A | 967,930 | D | |
| Common Stock | Nov 13, 2014 | P | 2,500 | $0.80 | A | 970,430 | D | |
| Common Stock | Nov 14, 2014 | P | 2,500 | $0.75 | A | 972,930 | D | |
| Common Stock | Nov 14, 2014 | P | 2,000 | $0.80 | A | 974,930 | D | |
| Common Stock | Nov 14, 2014 | P | 2,000 | $0.85 | A | 976,930 | D | |
| Common Stock | Nov 19, 2014 | P | 3,900 | $0.78 | A | 980,830 | D | |
| Common Stock | Nov 20, 2014 | P | 2,241 | $0.75 | A | 983,071 | D | |
| Common Stock | Nov 21, 2014 | P | 1,600 | $0.84 | A | 984,671 | D | |
| Common Stock | Nov 21, 2014 | P | 1,259 | $0.81 | A | 985,930 | D | |
| Common Stock | Dec 5, 2014 | P | 4,500 | $0.76 | A | 990,430 | D | |
| Common Stock | Dec 5, 2014 | P | 1,400 | $0.70 | A | 991,830 | D | |
| Common Stock | Dec 9, 2014 | P | 1,600 | $0.78 | A | 993,430 | D | |
| Common Stock | Dec 9, 2014 | P | 1,500 | $0.77 | A | 994,930 | D | |
| Common Stock | Dec 12, 2014 | P | 230 | $0.66 | A | 995,160 | D | |
| Common Stock | Dec 12, 2014 | P | 9,270 | $0.75 | A | 1,004,430 | D |
Table II — derivative securities
No Table II lines on this filing.