SEC Form 5 · accession 0001140361-15-011920
4Licensing Corp · FOUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2014
Accepted (ET)
Mar 16, 2015 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 10, 2014 | P | 1,500 | $1.39 | A | 825,930 | D | |
| Common Stock | Jul 10, 2014 | P | 2,500 | $1.38 | A | 828,430 | D | |
| Common Stock | Jul 11, 2014 | P | 2,542 | $1.35 | A | 830,972 | D | |
| Common Stock | Jul 15, 2014 | P | 760 | $1.38 | A | 831,732 | D | |
| Common Stock | Jul 15, 2014 | P | 1,698 | $1.40 | A | 833,430 | D | |
| Common Stock | Jul 16, 2014 | P | 3,100 | $1.40 | A | 836,530 | D | |
| Common Stock | Jul 16, 2014 | P | 2,000 | $1.41 | A | 838,530 | D | |
| Common Stock | Jul 16, 2014 | P | 4,900 | $1.42 | A | 843,430 | D | |
| Common Stock | Jul 17, 2014 | P | 100 | $1.41 | A | 843,530 | D | |
| Common Stock | Jul 17, 2014 | P | 2,000 | $1.42 | A | 845,530 | D | |
| Common Stock | Jul 17, 2014 | P | 400 | $1.45 | A | 845,930 | D | |
| Common Stock | Jul 18, 2014 | P | 3,569 | $1.40 | A | 849,499 | D | |
| Common Stock | Jul 18, 2014 | P | 1,431 | $1.41 | A | 850,930 | D | |
| Common Stock | Jul 23, 2014 | P | 1,000 | $1.43 | A | 851,930 | D | |
| Common Stock | Jul 23, 2014 | P | 1,000 | $1.44 | A | 852,930 | D | |
| Common Stock | Jul 23, 2014 | P | 500 | $1.45 | A | 853,430 | D | |
| Common Stock | Jul 23, 2014 | P | 2,500 | $1.41 | A | 855,930 | D | |
| Common Stock | Jul 31, 2014 | S | 5,000 | $1.24 | D | 850,930 | D | |
| Common Stock | Jul 31, 2014 | P | 5,000 | $1.24 | A | 855,930 | D | |
| Common Stock | Aug 4, 2014 | P | 9,973 | $1.17 | A | 865,903 | D | |
| Common Stock | Aug 6, 2014 | P | 1,000 | $1.15 | A | 866,903 | D | |
| Common Stock | Aug 6, 2014 | P | 1,727 | $1.20 | A | 868,630 | D | |
| Common Stock | Aug 7, 2014 | P | 1,000 | $1.19 | A | 869,630 | D | |
| Common Stock | Aug 7, 2014 | P | 800 | $1.20 | A | 870,430 | D | |
| Common Stock | Aug 8, 2014 | P | 1,500 | $1.24 | A | 871,930 | D | |
| Common Stock | Aug 8, 2014 | P | 1,500 | $1.30 | A | 873,430 | D | |
| Common Stock | Aug 12, 2014 | P | 500 | $1.23 | A | 873,930 | D | |
| Common Stock | Aug 12, 2014 | P | 376 | $1.24 | A | 874,306 | D | |
| Common Stock | Aug 14, 2014 | P | 1,624 | $1.29 | A | 875,930 | D | |
| Common Stock | Aug 14, 2014 | P | 3,000 | $1.26 | A | 878,930 | D |
Table II — derivative securities
No Table II lines on this filing.