SEC Form 5 · accession 0001140361-15-011917
4Licensing Corp · FOUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2014
Accepted (ET)
Mar 16, 2015 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2014 | P | 1 | $1.49 | A | 667,205 | D | |
| Common Stock | Apr 7, 2014 | P | 1,000 | $1.53 | A | 668,205 | D | |
| Common Stock | Apr 8, 2014 | P | 7,499 | $1.60 | A | 675,704 | D | |
| Common Stock | Apr 8, 2014 | P | 1,500 | $1.57 | A | 677,204 | D | |
| Common Stock | Apr 8, 2014 | P | 3,000 | $1.62 | A | 680,204 | D | |
| Common Stock | Apr 8, 2014 | P | 100 | $1.59 | A | 680,304 | D | |
| Common Stock | Apr 8, 2014 | P | 50 | $1.61 | A | 680,354 | D | |
| Common Stock | Apr 11, 2014 | S | 4,000 | $1.57 | D | 676,354 | D | |
| Common Stock | Apr 16, 2014 | P | 8,350 | $1.60 | A | 684,704 | D | |
| Common Stock | Apr 17, 2014 | P | 800 | $1.50 | A | 685,504 | D | |
| Common Stock | Apr 17, 2014 | P | 11,700 | $1.40 | A | 697,204 | D | |
| Common Stock | Apr 17, 2014 | P | 2,500 | $1.48 | A | 699,704 | D | |
| Common Stock | Apr 21, 2014 | P | 5,450 | $1.50 | A | 705,154 | D | |
| Common Stock | Apr 21, 2014 | P | 2,000 | $1.48 | A | 707,154 | D | |
| Common Stock | Apr 21, 2014 | P | 50 | $1.49 | A | 707,204 | D | |
| Common Stock | Apr 22, 2014 | P | 2,500 | $1.47 | A | 709,704 | D | |
| Common Stock | Apr 22, 2014 | P | 2,500 | $1.48 | A | 712,204 | D | |
| Common Stock | Apr 25, 2014 | P | 5,000 | $1.40 | A | 717,204 | D | |
| Common Stock | Apr 29, 2014 | P | 2,500 | $1.44 | A | 719,704 | D | |
| Common Stock | Apr 29, 2014 | P | 2,500 | $1.45 | A | 722,204 | D | |
| Common Stock | Apr 30, 2014 | P | 380 | $1.42 | A | 722,584 | D | |
| Common Stock | May 1, 2014 | P | 1,234 | $1.29 | A | 723,818 | D | |
| Common Stock | May 1, 2014 | P | 500 | $1.34 | A | 724,318 | D | |
| Common Stock | May 1, 2014 | P | 400 | $1.35 | A | 724,718 | D | |
| Common Stock | May 2, 2014 | P | 2,900 | $1.44 | A | 727,618 | D | |
| Common Stock | May 5, 2014 | P | 1,500 | $1.40 | A | 729,118 | D | |
| Common Stock | May 5, 2014 | P | 2,550 | $1.30 | A | 731,668 | D | |
| Common Stock | May 6, 2014 | P | 1,050 | $1.43 | A | 732,718 | D | |
| Common Stock | May 6, 2014 | P | 1,000 | $1.45 | A | 733,718 | D | |
| Common Stock | May 6, 2014 | P | 1,000 | $1.40 | A | 734,718 | D |
Table II — derivative securities
No Table II lines on this filing.