SEC Form 5 · accession 0001140361-15-011915
4Licensing Corp · FOUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2014
Accepted (ET)
Mar 16, 2015 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2014 | P | 10,000 | $1.24 | A | 719,500 | I | See Footnote |
| Common StockF1 | Mar 4, 2014 | P | 5,000 | $1.25 | A | 724,500 | I | See Footnote |
| Common StockF1 | Mar 10, 2014 | S | 81 | $1.45 | D | 724,419 | I | See Footnote |
| Common StockF1 | Mar 10, 2014 | S | 4,919 | $1.44 | D | 719,500 | I | See Footnote |
| Common StockF1 | Mar 12, 2014 | S | 3,000 | $1.55 | D | 716,500 | I | See Footnote |
| Common StockF1 | Mar 12, 2014 | P | 1,500 | $1.65 | A | 718,000 | I | See Footnote |
| Common StockF1 | Mar 14, 2014 | P | 200 | $1.43 | A | 718,200 | I | See Footnote |
| Common StockF1 | Mar 17, 2014 | P | 2,500 | $1.44 | A | 720,700 | I | See Footnote |
| Common StockF1 | Mar 19, 2014 | S | 2,385 | $1.42 | D | 718,315 | I | See Footnote |
| Common StockF1 | Mar 20, 2014 | P | 1,300 | $1.41 | A | 719,615 | I | See Footnote |
| Common StockF1 | Mar 21, 2014 | P | 1,000 | $1.55 | A | 720,615 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | S | 4,050 | $1.55 | D | 716,565 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | P | 1,800 | $1.52 | A | 718,365 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | P | 1,200 | $1.54 | A | 719,565 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | P | 500 | $1.55 | A | 720,065 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | P | 2,500 | $1.65 | A | 722,565 | I | See Footnote |
| Common StockF1 | Mar 25, 2014 | P | 1,100 | $1.60 | A | 723,665 | I | See Footnote |
| Common StockF1 | Mar 26, 2014 | P | 1,400 | $1.65 | A | 725,065 | I | See Footnote |
| Common StockF1 | Mar 26, 2014 | P | 1,000 | $1.64 | A | 726,065 | I | See Footnote |
| Common StockF1 | Mar 27, 2014 | P | 8,114 | $1.59 | A | 734,179 | I | See Footnote |
| Common StockF1 | Mar 28, 2014 | P | 376 | $1.64 | A | 734,555 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | S | 2,000 | $1.70 | D | 732,555 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | P | 1,510 | $1.65 | A | 734,065 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | P | 250 | $1.63 | A | 734,315 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | P | 1,000 | $1.64 | A | 735,315 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | P | 400 | $1.52 | A | 735,715 | I | See Footnote |
| Common StockF1 | Mar 31, 2014 | P | 250 | $1.59 | A | 735,965 | I | See Footnote |
| Common StockF1 | Apr 1, 2014 | S | 5,000 | $1.49 | D | 730,965 | I | See Footnote |
| Common StockF1 | Apr 1, 2014 | P | 2,100 | $1.42 | A | 733,065 | I | See Footnote |
| Common StockF1 | Apr 2, 2014 | S | 10,000 | $1.41 | D | 723,065 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned directly by Kenira Holdings, LLC. Mr. Feldman is the sole and managing member of Kenira Holdings, LLC.