SEC Form 4 · accession 0001127602-17-008225
LEGGETT & PLATT INC · LEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Mitchell Dolloff
Officer — Executive Vice President
Period of report
Feb 23, 2017
Accepted (ET)
Feb 24, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2017 | M | 4,050 | $15.68 | A | 74,916 | D | |
| Common Stock | Feb 23, 2017 | M | 5,050 | $20.51 | A | 79,966 | D | |
| Common Stock | Feb 23, 2017 | M | 5,200 | $23.14 | A | 85,166 | D | |
| Common Stock | Feb 23, 2017 | M | 5,700 | $23.14 | A | 90,866 | D | |
| Common StockF1 | Feb 23, 2017 | S | 20,000 | $49.0517 | D | 70,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $15.68 | Feb 23, 2017 | M | 4,050 | D | Jul 2, 2010 | Jan 2, 2019 | Common Stock | 4,050 | 0 | D |
| Employee Stock Options (Right to Buy)F3 | $20.51 | Feb 23, 2017 | M | 5,050 | D | Jul 4, 2011 | Jan 3, 2020 | Common Stock | 5,050 | 0 | D |
| Employee Stock Options (Right to Buy)F4 | $23.14 | Feb 23, 2017 | M | 5,200 | D | Jul 3, 2012 | Jan 2, 2021 | Common Stock | 5,200 | 0 | D |
| Employee Stock Options (Right to Buy)F5 | $23.14 | Feb 23, 2017 | M | 5,700 | D | Jul 3, 2013 | Dec 31, 2021 | Common Stock | 5,700 | 0 | D |
Explanation of responses
- F1Weighted average from multiple transactions with prices ranging from $48.8000 to $49.2791. Upon request by the Commission staff, Leggett, or a Leggett security holder, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- F2The option became exercisable in three annual installments beginning July 2, 2010 (1,908 in 2010; 1,908 in 2011; 1,909 in 2012), of which 1,675 option shares have previously been exercised.
- F3The option became exercisable in three annual installments beginning July 4, 2011 (1,683 in 2011; 1,683 in 2012; 1,684 in 2013).
- F4The option became exercisable in three annual installments beginning July 3, 2012 (1,733 in 2012; 1,733 in 2013; 1,734 in 2014).
- F5The option became exercisable in three annual one-third installments beginning on July 3, 2013.