SEC Form 3 · accession 0001567619-18-008147
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray G Farris
Officer — V.P. & Group Publisher
Period of report
Dec 6, 2018
Accepted (ET)
Dec 17, 2018 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 106,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.07 | holding | — | — | — | Aug 21, 2009 | Aug 21, 2019 | Common Stock | 9,000 | — | D |
| Employee Stock Option (Right to Buy)F1 | $2.57 | holding | — | — | — | Sep 28, 2010 | Sep 28, 2020 | Common Stock | 8,000 | — | D |
| Employee Stock Option (Right to Buy)F1 | $1.13 | holding | — | — | — | Apr 30, 2012 | Apr 30, 2022 | Common Stock | 8,999 | — | D |
Explanation of responses
- F1These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.