SEC Form 4 · accession 0001140361-16-075641
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Gulledge
Officer — VP Ad Sales Leadership & Pub.
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | S$0 | 15,000 | $0.00 | D | 77,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.57 | Sep 28, 2010 | A | 36,800 | A | Sep 28, 2011 | Sep 28, 2020 | Common Stock | 36,800 | 36,800 | D |
| Employee Stock Option (Right to Buy)F1 | $1.13 | May 8, 2015 | M | 50,000 | D | Apr 30, 2013 | Apr 30, 2022 | Common Stock | 60,000 | 10,000 | D |
| Employee Stock Option (Right to Buy)F1 | $1.49 | Sep 20, 2012 | A | 133,415 | A | Sep 20, 2013 | Sep 20, 2022 | Common Stock | 133,415 | 133,415 | D |
Explanation of responses
- F1These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.