SEC Form 4 · accession 0001140361-15-044464
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Mowbray
Officer — Exec. Vice President & COO
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | A | 60,000 | $0.00 | A | 190,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.57 | Sep 28, 2010 | A | 55,800 | A | Sep 28, 2011 | Sep 28, 2020 | Common Stock | 55,800 | 55,800 | D |
| Employee Stock Option (Right to Buy)F1 | $1.13 | Apr 30, 2012 | A | 80,000 | A | Apr 30, 2013 | Apr 30, 2022 | Common Stock | 80,000 | 80,000 | D |
Explanation of responses
- F1These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.