SEC Form 4/A · accession 0001140361-15-043697
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mary E Junck
Officer — Dir., Chairman, Pres.&CEO · Director
Period of report
Dec 15, 2014
Accepted (ET)
Dec 4, 2015 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 15, 2014 | A | 200,000 | $0.00 | A | 1,330,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.57 | holding | — | — | — | Sep 28, 2011 | Sep 28, 2020 | Common Stock | 165,000 | 165,000 | D |
Explanation of responses
- F1The transaction date should have been reported as December 15, 2014, instead of December 12, 2014.
- F2Award of restricted stock in accordance with Section 16b3(d) of the Exchange Act containing vesting restrictions with target amounts of restricted stock, subject to a reduction in share amounts, based on achievement of performance goals established by the Issuer's Executive Compensation Committee under the Issuer's Amended and Restated Incentive Compensation Program (effective as of November 20, 2013).
- F3These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.