SEC Form 4 · accession 0001140361-15-028606
LEE ENTERPRISES, Inc · LEE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Junck
Officer — Dir., Chairman, Pres.&CEO · Director
Period of report
Jul 23, 2015
Accepted (ET)
Jul 24, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2015 | F | 192,501 | $3.09 | D | 1,137,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.57 | holding | — | — | — | Sep 28, 2011 | Sep 28, 2020 | Common Stock | 165,000 | 165,000 | D |
Explanation of responses
- F1Disposition of 192,501 shares of Common Stock to satisfy withholding taxes on vesting of 500,000 shares of restricted Common Stock awarded July 23, 2012.
- F2These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.