SEC Form 4 · accession 0001209191-18-037960
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Smith
Officer — Senior VP of Sales
Period of report
Jun 14, 2015
Accepted (ET)
Jun 15, 2018 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2018 | M | 11,667 | $4.16 | A | 30,125 | D | |
| Common Stock | Jun 14, 2018 | S | 11,667 | $16.51 | D | 18,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $4.16 | Jun 14, 2018 | M | 11,667 | D | Oct 26, 2015 | Oct 26, 2022 | Common Stock | 11,667 | 0 | D |
Explanation of responses
- F1Options became exercisable on 10/26/2015