SEC Form 4 · accession 0001209191-17-060172
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Smith
Officer — VP of Sales and Marketing
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2017 | J | 102 | $15.68 | A | 18,703 | D | |
| Common StockF2 | Nov 9, 2017 | F | 245 | $24.70 | D | 18,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to an Employee Stock Purchase Plan
- F2Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock on 11/9/2017.