SEC Form 4 · accession 0001209191-17-060017
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Farber
10% Owner
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2017 | S | 200 | $25.00 | D | 4,211,069 | D | |
| Common StockF1 | Nov 8, 2017 | S | 9,800 | $25.03 | D | 4,201,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Farber on November 10, 2016. The 10b5-1 trading plan will allow Mr. Farber to diversify a portion of his holdings consistent with SEC Rule 10b5-1 and the Company's Insider Trading Policy.