SEC Form 4 · accession 0001209191-17-046225
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Smith
Officer — VP of Sales and Marketing
Period of report
Jun 30, 2017
Accepted (ET)
Jul 25, 2017 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 574 | $17.34 | A | 19,875 | D | |
| Common StockF2 | Jul 22, 2017 | F | 323 | $21.50 | D | 19,552 | D | |
| Common StockF3 | Jul 23, 2017 | F | 820 | $21.50 | D | 18,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to an Employee Stock Purchase Plan
- F2Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock on 7/22/2017.
- F3Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock on 7/23/2017.