SEC Form 4 · accession 0001209191-16-148919
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Farber
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 8, 2016 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 5,000 | $6.89 | A | 2,438,826 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $6.89 | Nov 7, 2016 | M | 5,000 | D | Nov 28, 2009 | Nov 27, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Options became exercisable in annual installments as follows: 1,667 on 11/28/2007, 1,667 on 11/28/2008 and 1,666 on 11/28/2009.