SEC Form 4 · accession 0001209191-16-139472
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G. Michael Landis
Officer — Principal Accounting Officer
Period of report
Aug 31, 2016
Accepted (ET)
Sep 1, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | M | 2,000 | $4.16 | A | 4,580 | D | |
| Common Stock | Aug 31, 2016 | S | 2,000 | $33.41 | D | 2,580 | D | |
| Common Stock | Aug 31, 2016 | M | 4,333 | $13.86 | A | 6,913 | D | |
| Common Stock | Aug 31, 2016 | S | 4,333 | $33.41 | D | 2,580 | D | |
| Common Stock | Aug 31, 2016 | S | 453 | $33.40 | D | 2,127 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $4.16 | Aug 31, 2016 | M | 2,000 | D | Oct 26, 2015 | Oct 25, 2022 | Common Stock | 2,000 | 0 | D |
| Stock Option - Right to Buy | $13.86 | Aug 31, 2016 | M | 4,333 | D | Sep 5, 2015 | Sep 4, 2023 | Common Stock | 4,333 | 4,334 | D |