SEC Form 4 · accession 0001209191-16-132208
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Farber
Director
Period of report
Jul 6, 2016
Accepted (ET)
Jul 8, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2016 | M | 20,000 | $4.55 | A | 2,437,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF1 | $4.55 | Jul 6, 2016 | M | 20,000 | D | Jul 23, 2009 | Jul 24, 2016 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Options became exercisable in annual installments as follows: 6,667 on 7/24/2007, 6,667 on 7/23/2008, and 6,666 on 7/23/2009.