SEC Form 4 · accession 0001209191-15-012121
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Smith
Officer — Vice President
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 10,200 | $4.03 | A | 78,102 | D | |
| Common Stock | Feb 9, 2015 | S | 10,200 | $55.39 | D | 67,902 | D | |
| Common Stock | Feb 9, 2015 | M | 16,667 | $3.55 | A | 84,569 | D | |
| Common Stock | Feb 9, 2015 | S | 16,667 | $55.37 | D | 67,902 | D | |
| Common Stock | Feb 9, 2015 | M | 11,667 | $4.16 | A | 79,569 | D | |
| Common Stock | Feb 9, 2015 | S | 11,667 | $55.38 | D | 67,902 | D | |
| Common Stock | Feb 9, 2015 | M | 15,000 | $13.86 | A | 82,902 | D | |
| Common Stock | Feb 9, 2015 | S | 15,000 | $55.32 | D | 67,902 | D | |
| Common Stock | Feb 11, 2015 | S | 55,902 | $57.60 | D | 12,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to Buy | $4.03 | Feb 9, 2015 | M | 10,200 | D | Sep 17, 2010 | Sep 17, 2017 | Common Stock | 10,200 | 0 | D |
| Stock Option - Right to Buy | $3.55 | Feb 9, 2015 | M | 16,667 | D | Aug 25, 2014 | Aug 24, 2021 | Common Stock | 16,667 | 0 | D |
| Stock Option - Right to Buy | $4.16 | Feb 9, 2015 | M | 11,667 | D | Oct 26, 2014 | Oct 25, 2022 | Common Stock | 11,667 | 11,667 | D |
| Stock Option - Right to Buy | $13.86 | Feb 9, 2015 | M | 15,000 | D | Sep 5, 2014 | Sep 4, 2023 | Common Stock | 15,000 | 30,000 | D |