SEC Form 4 · accession 0000005768-16-000044
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura B Berman
Officer — VP, Corporate Communications
Period of report
May 26, 2016
Accepted (ET)
May 26, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | A | 438 | $0.00 | A | 3,472 | D | |
| Common StockF2 | holding | — | — | — | 471 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 20 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units were earned based upon the achievement of certain predetermined corporate performance goals for the fiscal year 2016 and remain subject to service-based vesting requirements through March 31, 2018.
- F2Includes 471 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of 5/19/2016.