SEC Form 4 · accession 0000005768-15-000029
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Thompson
Director
Period of report
Sep 3, 2015
Accepted (ET)
Sep 9, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 3, 2015 | A | 2,798 | $0.00 | A | 4,677 | D | |
| Common StockF2,F3 | Sep 8, 2015 | S | 1,879 | $38.85 | D | 2,798 | D | |
| Common Stock | holding | — | — | — | 3,906 | I | Mark and Patricia Thompson Family 2000 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vest in twelve (12) equal installments on each of the first twelve (12) monthly anniversaries of the date of grant.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2015.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $38.64 to a high of $39.00 for an average of $38.8488. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.