SEC Form 4 · accession 0000005768-15-000019
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laura B Berman
Officer — VP, Corporate Communications
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 31, 2015 | A | 2,347 | $0.00 | A | 2,987 | D | |
| Common StockF3 | holding | — | — | — | 450 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 20 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock units will vest in equal installments on the first three (3) anniversaries of the grant date.
- F2Includes 250 restricted stock units which will vest on January 20, 2016.
- F3Includes 450 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of 8/4/2015.