SEC Form 4 · accession 0000005768-15-000016
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Grazewski
Officer — SVP
Period of report
Jun 30, 2015
Accepted (ET)
Jul 8, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | A | 1,396 | $0.00 | A | 6,551 | D | |
| Common StockF1 | Jun 30, 2015 | A | 1,244 | $0.00 | A | 7,795 | D | |
| Common StockF2 | holding | — | — | — | 1,133 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares under a restricted stock unit award that vested according to the terms of the reporting person's separation agreement. Distribution of the shares is deferred under Section 409a
- F2Shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of July 8, 2015.