SEC Form 4 · accession 0000005768-15-000002
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Callerame
Officer — SVP
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | A | 1,784 | $0.00 | A | 14,648 | D | |
| Common StockF1 | Mar 31, 2015 | A | 1,148 | $0.00 | A | 15,796 | D | |
| Common StockF2 | holding | — | — | — | 496 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares under a restricted stock unit award that vested based upon the reporting person's retirement on March 31, 2015. Distribution of the shares will be deferred under Section 409A of the Internal Revenue Code of 1986.
- F2Includes 478 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of 4/1/2015.