SEC Form 4 · accession 0000005768-15-000001
AMERICAN SCIENCE & ENGINEERING, INC. · ASEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Tropeano
Officer — SVP Customer Devel & Support
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 4,000 | $46.68 | A | 5,250 | D | |
| Common StockF1 | Feb 10, 2015 | S | 3,600 | $53.47 | D | 1,650 | D | |
| Common StockF2 | Feb 10, 2015 | S | 400 | $54.31 | D | 1,250 | D | |
| Common StockF3 | holding | — | — | — | 2,201 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $46.68 | Feb 10, 2015 | M | 4,000 | D | — | Feb 10, 2015 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $53.30 to a high of $54.13 for an average of $53.46558. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from a low of $54.31 to a high of $54.32 for an average of $54.3125. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3Includes 2201 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of 2/11/2015.
- F4The option vested in two equal installments on February 10, 2007 and 2008.