SEC Form 4/A · accession 0001437749-17-019911
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patricia A Warehime
Director · 10% Owner
Period of report
Apr 18, 2017
Accepted (ET)
Nov 29, 2017 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1,F2,F3 | Apr 19, 2017 | G | 1,234,942 | $0.00 | A | 9,676,791 | I | By trust |
| $.83-1/3 par value Common StockF2,F4,F3 | Jul 21, 2017 | G | 816,639 | $0.00 | A | 8,953,547 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of shares pursuant to the terms of the Warehime 2016 GRAT.
- F2The Form 4 filed on August 2, 2017 included the disposition code (D) in column 4 when it should have included an (A) for acquisition in column 4 since the reporting person reacquired the securities from the GRATs in satisfaction of their annuity obligation. Additionally, the reacquisition of 816,639 shares occurred on July 21, 2017 and not April 21, 2017 as reported in the Form 4 filed on August 2, 2017.
- F3These securities are owned by the Patricia A. Warehime Revocable Deed of Trust.
- F4Transfer of shares pursuant to the terms of the Warehime 2015 GRAT.