SEC Form 4 · accession 0001437749-15-011717
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia A Warehime
Director · 10% Owner
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common Stock | holding | — | — | — | 1,296,609 | D | ||
| $.83-1/3 par value Common StockF1 | holding | — | — | — | 9,571,382 | I | By trust | |
| $.83-1/3 par value Common StockF2 | holding | — | — | — | 514,491 | I | By daughter | |
| $.83-1/3 par value Common StockF3 | holding | — | — | — | 72,739 | I | By trust | |
| $.83-1/3 par value Common StockF4 | holding | — | — | — | 362,135 | I | By MAW Associates, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6,F7 | $0.00 | Jun 1, 2015 | A | 21 | A | — | — | Common Stock | 4,021 | 4,021 | D |
Explanation of responses
- F1These shares are held by the Michael A. Warehime Trust. Patricia A. Warehime ("PAW") is the sole trustee and a beneficiary of the trust. PAW disclaims beneficial ownership of the shares, except to the extent of her pecuniary interest therein.
- F2Shares owned by PAW's adult daughter, who shares the household with PAW. PAW disclaims beneficial ownership of the shares, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F3Shares held by a subtrust for the benefit of PAW's adult daughter, who is a trustee of the subtrust and who shares the household with PAW. PAW disclaims beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F4These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP. PAW's beneficial ownership of such securities is indirect.
- F5Restricted Stock Units awarded pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan and the Snyder's-Lance, Inc. Deferred Compensation Plan for Non-Employee Directors, Rule 16b-3 Plans.
- F6Shares attributable to acquisitions under the Dividend Reinvestment Plan.
- F7The Restricted Stock Units vest on 5/15/2016, and are deferred until the reporting person is no longer serving on the Snyder's-Lance, Inc. Board of Directors.