SEC Form 4 · accession 0001437749-15-010586
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Johnston
Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | holding | — | — | — | 28,800 | D | ||
| $.83-1/3 par value Common Stock | holding | — | — | — | 25,000 | I | By wife as beneficiary of Helen M. Van Every Trust U/A dated 8/27/96. | |
| $.83-1/3 par value Common Stock | holding | — | — | — | 717,820 | I | By wife as trustee and beneficiary of Angela V. Johnston Trust. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | May 15, 2015 | A | 4,000 | A | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Includes 4,000 shares that vested on 5/15/2015.
- F2Restricted Stock Units awarded pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan and the Snyder's-Lance, Inc. Deferred Compensation Plan for Non-Employee Directors, Rule 16b-3 Plans.
- F3Each Restricted Stock Unit represents a contingent right to receive one share of the Company's $.83-1/3 par value Common Stock.
- F4The Restricted Stock Units vest on 5/15/2016 and are deferred until the reporting person is no longer serving on the Snyder's-Lance, Inc. Board of Directors.