SEC Form 4 · accession 0001437749-15-009088
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia A Warehime
Director · 10% Owner
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,295,609 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,295,109 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,294,609 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,294,109 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,293,609 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,293,109 | D | |
| $.83-1/3 par value Common Stock | May 4, 2015 | G | 500 | $0.00 | D | 1,292,609 | D | |
| $.83-1/3 par value Common StockF1 | May 4, 2015 | G | 500 | $0.00 | A | 514,491 | I | By daughter |
| $.83-1/3 par value Common StockF2 | holding | — | — | — | 4,000 | D | ||
| $.83-1/3 par value Common StockF3 | holding | — | — | — | 9,571,382 | I | By trust | |
| $.83-1/3 par value Common StockF4 | holding | — | — | — | 72,739 | I | By trust | |
| $.83-1/3 par value Common StockF5 | holding | — | — | — | 362,135 | I | By MAW Associates, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares owned by PAW's adult daughter, who shares the household with PAW. PAW disclaims beneficial ownership of the shares, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F2Restricted shares issued pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan
- F3These shares are held by the Michael A. Warehime Trust. Patricia A. Warehime ("PAW") is the sole trustee and a beneficiary of the trust. PAW disclaims beneficial ownership of the shares, except to the extent of her pecuniary interest therein.
- F4Shares held by a subtrust for the benefit of PAW's adult daughter, who is a trustee of the subtrust and who shares the household with PAW. PAW disclaims beneficial ownership of the shares held by such subtrust, and this report should not be deemed an admission that PAW is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.
- F5These securities are owned by MAW Associates, LP ("LP"). PAW is the sole member of the general partner of LP. PAW's beneficial ownership of such securities is indirect.