SEC Form 4 · accession 0001437749-15-006022
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Peter Carlucci Jr.
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 25, 2015 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common Stock | Mar 11, 2015 | M | 1,000 | $0.00 | A | 45,310 | D | |
| $.83-1/3 par value Common StockF1 | holding | — | — | — | 4,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $1.779 | Mar 11, 2015 | M | 1,000 | D | Dec 6, 2010 | Mar 31, 2015 | Common Stock | 1,000 | 1,330 | D |
| Option (right to buy)F2 | $1.999 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2016 | Common Stock | 4,330 | 4,330 | D |
| Option (right to buy)F2 | $2.449 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2017 | Common Stock | 4,330 | 4,330 | D |
| Option (right to buy)F2 | $2.878 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2018 | Common Stock | 4,330 | 4,330 | D |
| Option (right to buy)F2 | $3.505 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2019 | Common Stock | 2,165 | 2,165 | D |
| Option (right to buy)F2 | $3.929 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2020 | Common Stock | 2,165 | 2,165 | D |
| Option (right to buy)F2 | $4.599 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2021 | Common Stock | 2,165 | 2,165 | D |
| Option (right to buy)F2 | $6.259 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2022 | Common Stock | 2,165 | 2,165 | D |
| Option (right to buy)F2 | $6.679 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2023 | Common Stock | 2,165 | 2,165 | D |
| Option (right to buy)F2 | $6.474 | holding | — | — | — | Dec 6, 2010 | Mar 31, 2024 | Common Stock | 1,083 | 1,083 | D |
| Option (right to buy)F2 | $8.961 | holding | — | — | — | Dec 6, 2010 | Apr 1, 2025 | Common Stock | 2,815 | 2,815 | D |
Explanation of responses
- F1Restricted shares awarded pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan.
- F2Received in exchange for outstanding options of Snyder's of Hanover, Inc. pursuant to the Agreement and Plan of Merger among Snyder's of Hanover, Inc., Lance, Inc. and Lima Merger Corp.