SEC Form 4 · accession 0001437749-15-003407
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick D Puckett
Officer — EVP, CFO and Chief Admin. Ofc.
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | Feb 24, 2015 | F | 621 | $30.51 | D | 3,750 | D | |
| $.83-1/3 par value Common StockF2 | holding | — | — | — | 51,753 | D | ||
| $.83-1/3 par value Common StockF3 | holding | — | — | — | 1,956 | D | ||
| $.83-1/3 par value Common StockF4 | holding | — | — | — | 3,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5 | $19.44 | holding | — | — | — | Feb 23, 2010 | Feb 23, 2019 | Common Stock | 23,532 | 23,532 | D |
| Option (right to buy)F5 | $19.71 | holding | — | — | — | Dec 2, 2010 | Feb 25, 2020 | Common Stock | 25,320 | 25,320 | D |
| Option (right to buy)F5 | $17.32 | holding | — | — | — | Feb 23, 2012 | Feb 23, 2021 | Common Stock | 25,815 | 25,815 | D |
| Option (right to buy)F5 | $17.32 | holding | — | — | — | Feb 23, 2014 | Feb 23, 2021 | Common Stock | 76,086 | 76,086 | D |
| Option (right to buy)F5 | $22.41 | holding | — | — | — | Feb 23, 2013 | Feb 23, 2022 | Common Stock | 24,792 | 24,792 | D |
| Option (right to buy)F6,F7 | $25.56 | holding | — | — | — | Feb 22, 2014 | Feb 22, 2023 | Common Stock | 26,502 | 26,502 | D |
| Option (right to buy)F6,F8 | $26.66 | holding | — | — | — | Feb 24, 2015 | Feb 24, 2024 | Common Stock | 24,834 | 24,834 | D |
Explanation of responses
- F1Restricted shares awarded pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan. Shares vest in three (3) equal annual installments beginning 2/24/2015.
- F2Includes 1,254 shares that vested on 2/24/2015.
- F3Restricted shares awarded pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan. Shares vest in three (3) equal annual installments beginning 2/22/2014.
- F4Restricted shares awarded pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan. Shares fully vest three (3) years from 8/18/2014.
- F5Options granted pursuant to the 2007 Key Employee Incentive Plan, a Rule 16b-3 Plan.
- F6Options granted pursuant to the 2012 Key Employee Incentive Plan, a Rule 16b-3 Plan.
- F7Options become exercisable in three (3) equal annual installments beginning 2/22/2014.
- F8Options become exercisable in three (3) equal annual installments beginning 2/24/2015.