SEC Form 4 · accession 0000930413-17-000916
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander W Pease
Officer — Executive VP and CFO
Period of report
Feb 27, 2017
Accepted (ET)
Mar 6, 2017 · 9:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | Feb 27, 2017 | A | 4,425 | $0.00 | A | 4,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $39.56 | Feb 27, 2017 | A | 30,702 | A | — | Feb 27, 2027 | Common Stock | 30,702 | 30,702 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 27, 2017 | A | 3,539 | A | — | — | Common Stock | 3,539 | 3,539 | D |
Explanation of responses
- F1Restricted shares awarded pursuant to the 2016 Key Employee Incentive Plan, a Rule 16b-3 Plan. Shares vest in three (3) equal annual installments beginning 2/27/2018.
- F2The Options become exercisable in three (3) equal annual installments beginning 2/27/2018.
- F3The Restricted Stock Units vest in three (3) equal annual installments beginning on 2/27/2018.