SEC Form 4 · accession 0000930413-16-008183
SNYDER'S-LANCE, INC. · LNCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Denton
Director
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | M | 1,444 | $4.599 | A | 34,564 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 1,344 | $33.98 | D | 33,220 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 100 | $33.985 | D | 33,120 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | M | 1,444 | $6.259 | A | 34,564 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 218 | $33.96 | D | 34,346 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 1,226 | $33.97 | D | 33,120 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | M | 1,444 | $6.679 | A | 34,564 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 228 | $33.94 | D | 34,336 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 300 | $33.95 | D | 34,036 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 916 | $33.96 | D | 33,120 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | M | 723 | $6.474 | A | 33,843 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 1 | $33.91 | D | 33,842 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 100 | $33.92 | D | 33,742 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 300 | $33.93 | D | 33,442 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 322 | $33.94 | D | 33,120 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | M | 1,877 | $8.961 | A | 34,997 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 368 | $33.89 | D | 34,629 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 500 | $33.90 | D | 34,129 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 209 | $33.91 | D | 33,920 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 300 | $33.92 | D | 33,620 | D | |
| $.83-1/3 par value Common StockF1 | Sep 12, 2016 | S | 500 | $33.93 | D | 33,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $4.599 | Sep 12, 2016 | M | 1,444 | D | Dec 6, 2010 | Mar 31, 2021 | Common Stock | 1,444 | 0 | D |
| Option (right to buy) | $6.259 | Sep 12, 2016 | M | 1,444 | D | Dec 6, 2010 | Mar 31, 2022 | Common Stock | 1,444 | 0 | D |
| Option (right to buy) | $6.679 | Sep 12, 2016 | M | 1,444 | D | Dec 6, 2010 | Mar 31, 2023 | Common Stock | 1,444 | 0 | D |
| Option (right to buy) | $6.474 | Sep 12, 2016 | M | 723 | D | Dec 6, 2010 | Mar 31, 2024 | Common Stock | 723 | 0 | D |
| Option (right to buy) | $8.961 | Sep 12, 2016 | M | 1,877 | D | Dec 6, 2010 | Apr 1, 2025 | Common Stock | 1,877 | 0 | D |
Explanation of responses
- F1Includes 4,000 restricted shares awarded on May 13, 2016 pursuant to the Snyder's-Lance, Inc. 2014 Director Stock Plan, a Rule 16b-3 Plan, which vest on May 13, 2017.