SEC Form 4 · accession 0001225208-19-002655
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Gerlach Jr.
Officer — Executive Chairman · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 15, 2019 · 9:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2018 | G | 12,000 | $0.00 | A | 280,531 | D | |
| Common StockF1 | Dec 31, 2018 | G | 6,000 | $0.00 | D | 45,000 | I | Ashleigh Gerlach 2012 Irrevocable Trust |
| Common StockF1 | Dec 31, 2018 | G | 6,000 | $0.00 | D | 45,000 | I | Courtney Gerlach 2012 Irrevocable Trust |
| Common StockF2 | holding | — | — | — | 75,518 | I | As Custodian for Son | |
| Common StockF3 | holding | — | — | — | 55,523 | I | Ashleigh A. Gerlach Irrevocable Trust | |
| Common StockF3 | holding | — | — | — | 39,999 | I | Ashleigh A. Gerlach Trust | |
| Common Stock | holding | — | — | — | 1,210 | I | By 401(k) | |
| Common StockF4 | holding | — | — | — | 4,167 | I | By Darby Road Company | |
| Common StockF5 | holding | — | — | — | 4,872 | I | By Darby Road Limited Partnership | |
| Common Stock | holding | — | — | — | 15,890 | I | By ESOP | |
| Common StockF2 | holding | — | — | — | 620,122 | I | By Lehrs, Inc. | |
| Common StockF2 | holding | — | — | — | 5,737,602 | I | By Marital Trust | |
| Common StockF2 | holding | — | — | — | 153,397 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 121,162 | I | Courtney E. Gerlach Irrevocable Trust | |
| Common StockF3 | holding | — | — | — | 39,999 | I | Courtney E. Gerlach Trust | |
| Common StockF3 | holding | — | — | — | 39,999 | I | John B. Gerlach III Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by a trust of which Mr. Gerlach's spouse is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
- F2Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
- F3Shares held by a trust of which Mr. Gerlach is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
- F4The corporation is the general partner of a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation and disclaims beneficial ownership of these shares.
- F5Shares held by a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation that is the general partner of the family limited partnership and disclaims beneficial ownership of these shares.