SEC Form 4 · accession 0001225208-18-015813
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A. Tate
Officer — SVP-TMarzettiFoodservice Sales
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | M | 1,832 | $0.00 | A | 3,395 | D | |
| Common Stock | Nov 19, 2018 | F | 141 | $182.37 | D | 3,254 | D | |
| Common Stock | Nov 19, 2018 | D | 1,357 | $182.37 | D | 1,897 | D | |
| Common Stock | holding | — | — | — | 25 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,528 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $135.06 | Nov 19, 2018 | M | 1,832 | D | — | Feb 21, 2022 | Common Stock | 1,832 | 3,664 | D |
Explanation of responses
- F1Vests one-third per year beginning on the first anniversary of the date of grant.